BIB education

Courses

MiFID II professional skills and competences

  • Banking and financial courses


RECOMMENDED TO

The course is recommended to experts who provide investment advice or information on financial assets, investment service activities (as per Act CXXXVIII of 2007 on Investment Firms and Commodity Dealers section 5 (1) or supplementary services (as per Act CXXXVIII of 2007 on Investment Firms and Commodity Dealers section 5 (2).

COURSE OBJECTIVES

Within four days, participants will acquire the professional skill set and competencies needed for staff members offering information on investment instruments or engaging in investment consulting to provide a high level of customer service.

In addition to knowledge transfer, through numerous practical examples and many professional explanations, staff members will be able to convey the necessary information to the customer and improve customer satisfaction. At the end of the course, participants will sit for an examination. In the event of a successful examination, they will receive the joint certificate of BIB and the Institute for Training and Consulting in Banking.

The course complies with the requirements of MNB Decree 37/2017, therefore, those who successfully complete the training and pass the exam, meet the training requirements related to MiFID 2.

COURSE DESCRIPTION
 

Day 1

Module A

Overview of financial markets, capital market regulation (separation of financial and investment services)

Overview of capital market players and their activities

Trading venues, regulation

Markets of BSE

Concept, production and characteristics of securities

Settlement and regulation, Central Depository, KELER

Day 2

Module A

Operation of an investment company and rules of investment services

the MNB, as the supervisory authority

Investor Protection Fund

Obligations during transactions

General rules for customer information

Day 3

Module A

Insider trading and market manipulation

Prevention of money laundering and terrorist financing

Conditions for service provision

Order fulfilment

Day 4

Module B

Basic knowledge of products and services

Module C

Aptitude assessment skills

Tutors



Opened courses and exams

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